Job Description

Our client is a PE focused fund with operations across the globe. You will be joining as CCO to develop and rollout key compliance initiatives in the US, EMEA and Asia.

Coverage: Global (offices in the US, Europe and Asia)

Office Culture

• Hybrid working solutions
• Strategic advisory role with outsourced relationships in place

The Role

• Your role will be to develop a compliance network, globally and with frameworks and policies in place.
• You will ensure all necessary communication, documentation and advisory work is completed in relation to being an RIA (registered investment advisor).
• You will develop a compliance CofE (center of excellence) to ensure internal and external compliance matters are in place. This can include subjects such as regulation, investment protocol and risk management.
• You will also work closely with internal compliance team members and external vendors.

Requirements

• 12 - 20 Years of experience (candidates outside of this range will be considered)
• Background working in an investment focused firm which acts as a Registered Investment Advisor - essential
• Background in a global fund/business with a focus on PE/VC work - essential
• Background working with key regulatory bodies such as the SEC - essential
• Stakeholder influencing skills would be tier 1, along with training and prior experience (to be inline with the

SD Legal was established in 2018 and now with physical office locations across Europe and Asia.

To date we have successfully closed over 150+ mandates across the globe, locations include the US, UK, Europe, Africa, Middle East and APAC regions. For more information please visit

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